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Advisor at CETERA INVESTMENT ADVISERS LLC
OMAHA, NE | Overland Park, KS | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | OVERLAND PARK, KS | Current employment |
| CWM, LLC | Bd affiliated wealth | Apr 3, 2023 | n/a | yes | OMAHA, NE|Overland Park, KS | Current employment |
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Sep 15, 2017 | Jan 12, 2018 | no | OVERLAND PARK, KS|COLORADO SPRINGS, CO | Previous registration |
| INTEGRATED WEALTH ADVISORY SERVICES, INC. | Former SEC adviser | Feb 4, 2013 | May 31, 2023 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH ADVISORY SERVICES, INC. | GENEOS WEALTH MANAGEMENT, INC. | May 31, 2023 | Sep 15, 2017 | -2,084 | Firm change after gap | Other |
| GENEOS WEALTH MANAGEMENT, INC. | CWM, LLC | Jan 12, 2018 | Apr 3, 2023 | 1,907 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115821:120894:KS:2023-05-31 | May 31, 2023 | Sep 15, 2017 | OVERLAND PARK, KS | Firm change after gap |
| 120894:155344:CO:2018-01-12 | Jan 12, 2018 | Apr 3, 2023 | COLORADO SPRINGS, CO | Firm change after gap |