DFX Intelligence

E••••• W••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

E••••• W••••• G•••

Advisor at F•••• P••••••• W•••••• L••

DEERFIELD, IL | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:3b43bf4a-16d6-fffb-6187-e911c71c4675

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 2, 2024	n/a	yes	ST. LOUIS, MO\|DEERFIELD, IL	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Aug 1, 2018	Nov 14, 2024	no	DEERFIELD, IL\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Nov 14, 2024	Jul 2, 2024	-135	Bulk transfer	RIA to RIA
F•••••••• S•••••••• A••••••• G••••	B••••••••• S•••••••• W•••••• L••	Aug 3, 2018	Aug 1, 2018

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 2, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Aug 1, 2018 to Nov 14, 2024factForm ADV
→ F•••••••• S•••••••• A••••••• G••••Registered adviserregistration: previous registration
Sep 12, 2013 to Aug 3, 2018factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b43bf4a-16d6-fffb-6187-e911c71c4675
First observed: Jun 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.