R••• B•••••••

Advisor at I••••••• A•••••••• L••

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b45cb92-a42b-4586-05a2-f67615debc36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A•••••••• L••	Independent wealth	Nov 13, 2024	n/a	yes	NAPLES, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Nov 30, 2023	Oct 7, 2024	no	Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	I••••••• A•••••••• L••	Oct 7, 2024	Nov 13, 2024	37	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:332883:FL:2024-10-02	Oct 7, 2024	Nov 13, 2024	NAPLES, FL	Firm change

Relationships

Registered with (2)

→ I••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 13, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2023 to Oct 7, 2024factForm ADV

Dated events

Occurred
Oct 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b45cb92-a42b-4586-05a2-f67615debc36
First observed: Nov 30, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.