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CRD 148361
LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•••••• P••• A•••• F•••• L• | Hedge Fund | $68.6M | Mar 31, 2014 | 8 | Sep 25, 2012 | dropped | 021-137021 |
| C•••••• C••• E••••• F•••• L• | Hedge Fund | $6.9M | Nov 25, 2013 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• J•••••••• C•••• | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | A | yes | 03/2008 | Sep 25, 2012 | Mar 27, 2020 |
| B••••••••• A•••••• J••••• | Manager | F | yes | 11/2010 | Sep 25, 2012 | Mar 27, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| G•••• R•••• C••••••• L•• | n/a | Asset manager | $495M | N | yes | n/a |
| F•••••• E••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| G•••• R•••• C•••••• F••• I• G•• L•• |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $532M | $471M | 12.9% | $561M | -1.7% | 8 | 14 | 0 | 0 |
| 32 |
| Sep 25, 2012 |
| dropped |
| 021-157258 |
| R••• D••• V•••• M•••• C•• F•••• L• | Hedge Fund | $2.6M | May 2, 2013 | 8 | Sep 25, 2012 | dropped | 021-153788 |
| R•••••• B••• N•••••• A•• C•• F•••• L• | Hedge Fund | $1.9M | May 2, 2013 | 5 | Sep 25, 2012 | dropped | 021-171377 |
| Chairman |
| A |
| yes |
| 03/2015 |
| Sep 25, 2012 |
| Mar 27, 2020 |
| B••••••••• J•••• G••••• | Manager | F | yes | 10/2013 | Sep 25, 2012 | Mar 27, 2020 |
| D••••••• G•••• W•••••• | CHIEF EXECUTIVE OFFICER | Na | yes | 03/2015 | Mar 31, 2015 | Mar 27, 2020 |
| M•••••••• B••••• J•••• | PRESIDENT AND CHIEF OPERATING OFFICER | A | yes | 01/2020 | Sep 25, 2012 | Mar 27, 2020 |
| S•••••• I••• J••••• E•••• | Trustee | F | yes | 01/1986 | Nov 4, 2013 | Mar 27, 2020 |
| S••••••••• M••••••• A••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2019 | Oct 9, 2019 | Mar 27, 2020 |
| T•• H•••••••• L•• | Member | D | yes | 11/2010 | Sep 25, 2012 | Mar 27, 2020 |
| J•••• E• S••••••• I•• R•••••••• T•••• | Member | A | no | 10/2013 | Nov 4, 2013 | Mar 27, 2020 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| R••• M• G•• L•• | n/a | n/a | n/a | Y | no | n/a |
| $532M |
| $388M |
| 8 |
| 3 |
| 0 |
| 1 |
| $85.6M |
| 2018 | Mar 29, 2019 | $471M | $346M | 14 | 13 | 0 | 1 | $58.3M |
| 2017 | Mar 28, 2018 | $502M | $451M | 18 | 14 | 0 | 1 | $32.0M |
| 2016 | Mar 6, 2017 | $561M | $429M | 20 | 15 | n/a | 1 | $18.9M |
| 2015 | Mar 30, 2016 | $388M | $271M | 17 | 12 | n/a | 1 | $22.2M |
| 2014 | Mar 31, 2015 | $316M | $205M | 14 | 5 | n/a | 1 | $3.2M |
| 2013 | Mar 31, 2014 | $281M | $205M | 13 | 5 | n/a | 2 | $71.0M |
| 2012 | Apr 1, 2013 | $275M | $162M | 12 | 4 | n/a | 5 | $134M |