DFX Intelligence

L••• J••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

L••• J••••• L•••••••••

Advisor at U•• F•••••••• S••••••• I•••

CORAL GABLES, FL | Miami, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 21, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 27, 2021	n/a	yes	CORAL GABLES, FL\|Miami, FL	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jan 9, 2018	Jul 26, 2021	no	NEW YORK, NY\|MIAMI, FL\|NEW YORK, NY\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Jul 26, 2021	Jul 27, 2021	1	Firm change	Ibd to wirehouse
U•• I••••••••• I•••	C•••••••• G••••• M•••••• I•••	Feb 15, 2007	Jan 9, 2018

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 21, 1999 to Jun 1, 2002factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 9, 2018 to Jul 26, 2021factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2002 to Feb 15, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 21, 1999
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.