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Advisor at HARVESTING GAINS CORPORATION
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARVESTING GAINS CORPORATION | State registered | Jul 28, 2026 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Nov 24, 2021 | no | SAN DIEGO, CA | Previous registration |
| PRESIDIO CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 30, 2020 | Jul 9, 2026 | no | LADERA RANCH, CA|SAN DIEGO, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Oct 14, 2016 | Nov 12, 2020 | no | San Diego, CA | Previous registration |
| GOULD ASSET MANAGEMENT LLC | Independent wealth | May 21, 2015 | Dec 31, 2016 | no | CLAREMONT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRESIDIO CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 9, 2026 | Nov 12, 2020 | -2,065 | Firm change after gap | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | HARVESTING GAINS CORPORATION | Nov 24, 2021 | Jul 28, 2026 | 1,707 | Firm change after gap | Ibd to state RIA |
| FIRST ALLIED ADVISORY SERVICES, INC. | PRESIDIO CAPITAL MANAGEMENT, LLC | Nov 12, 2020 | Jan 30, 2020 | -287 | Firm change after gap | Ibd to RIA |
| GOULD ASSET MANAGEMENT LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Dec 31, 2016 | Oct 14, 2016 | -78 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:304501:CA:2020-11-12 | Nov 12, 2020 | Jan 30, 2020 | SAN DIEGO, CA | Firm change after gap |