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RIA / WealthAdvisor18 years in industry

SCOTT MICHAEL ROGOWICZ

Advisor at CONFLUENCE FINANCIAL PARTNERS

MCMURRAY, PA

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Search this name across graphsid dfx:ria:3b54bd82-b3fe-83c5-ad6b-364edec1458c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONFLUENCE FINANCIAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 18, 2008
First registration: Jul 25, 2008
Dual registered: no
IAPD individual key: 5404283

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONFLUENCE FINANCIAL PARTNERS	Independent wealth	Jun 13, 2022	n/a	yes	MCMURRAY, PA\|MCMURRAY, PA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 23, 2018	Jun 28, 2022	no	PITTSBURGH, PA\|PITTSBURGH, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 31, 2012	Apr 24, 2018	no	PITTSBURGH, PA	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jul 25, 2008	Mar 31, 2010	no	CANONSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CONFLUENCE FINANCIAL PARTNERS	Jun 28, 2022	Jun 13, 2022	-15	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 24, 2018	Apr 23, 2018	-1	Firm change	Wirehouse to ibd
GOLDMAN SACHS WEALTH SERVICES, L.P.	WELLS FARGO ADVISORS	Mar 31, 2010	Oct 31, 2012	945	Firm change after gap	Other

Relationships

Registered with (4)

→ CONFLUENCE FINANCIAL PARTNERSRegistered adviserregistration: current employment
Jun 13, 2022 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Apr 23, 2018 to Jun 28, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2012 to Apr 24, 2018factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jul 25, 2008 to Mar 31, 2010factForm ADV

Dated events

Occurred
Jun 28, 2022
Advisor changed firm
Scott Michael Rogowicz left Stifel, Nicolaus & Company, Incorporated for Confluence Financial Partners (registered 2022-06-13)
Form ADVobserved 6 days ago