This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

DEEP ROOTS CAPITAL

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 7, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

10derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S66

First exam

Aug 7, 2009

First registration

Aug 10, 2009

Dual registered

no

Other names

MAURICE TAYLOR

IAPD individual key

5676684

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3b57ab31-3cc3-ff7e-b242-61759064b91d

First observed

Aug 10, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.