DFX Intelligence

G•••••••• L•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G•••••••• L•• S••••••

Advisor at R••••••••• C•••••• M•••••••••

ATLANTA, GA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Feb 14, 2020	n/a	yes	ATLANTA, GA	Current employment
M••••• S••••••	Wirehouse	Nov 1, 2013	Feb 18, 2020	no	Atlanta, GA\|Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R••••••••• C•••••• M•••••••••	Feb 18, 2020	Feb 14, 2020	-4	Firm change	Wirehouse to RIA
J••••• M••••••••• S•••• L••	M••••• S••••••	Oct 21, 2013	Nov 1, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:291361:GA:2020-02-18	Feb 18, 2020	Feb 14, 2020	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Feb 14, 2020 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 1, 2013 to Feb 18, 2020factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Mar 11, 2009 to Oct 21, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 11, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.