DFX Intelligence

R•• E••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•• E••••• P•••••••

R••••••, L•••• & H••••, INC, CRD 157138

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:3b740869-137c-4900-06c8-f93a6ca3a9a8

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 8
On other graphs: 2
Observed: Feb 15, 2012 to Jun 11, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•• E••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

R•• E••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• I•••••••• I•• L•	Private Equity Fund	$822M	Jun 11, 2026	55	Apr 2, 2018	reported	021-287593
R•• I•••••••• I••• L•	Private Equity Fund	$207M	Jun 11, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• K••••• D••••	MANAGING DIRECTOR	Na	yes	01/2016	Mar 21, 2017	Oct 2, 2024
F••••••••• A•••• L••	Cfo	Na	yes	12/2014	Mar 23, 2015	Oct 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••• L•••• • H•••• I•• L••	n/a	n/a	n/a	N	yes	n/a
R••••••• L•••• • H•••• I••• L••	n/a	n/a	n/a	N	yes	n/a
R••••••• L•••• • H•••• I•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Irvine	CA	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.1B	13.0%	$1.1B	3.6%	17	22	1	1

Relationships

Advises (12)

→ R•• I•••••••• I•• L•Private fundPrivate Equity Fund, IA
Apr 2, 2018 to presentfactForm ADV
→ A•• C•••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ C•• C••••••• R••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ R•• I•••••••• I••• L•Private fund

Dated events

Occurred
Jun 11, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$14.0M
Occurred
Jun 11, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$4.4M
Occurred
Jun 11, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$58.8M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b740869-137c-4900-06c8-f93a6ca3a9a8
First observed: Feb 15, 2012
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.