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Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
ST. LOUIS, MO | Redding , CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | May 21, 2026 | n/a | yes | Redding , CA|ST. LOUIS, MO|ST. LOUIS, MO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 27, 2024 | Jun 4, 2026 | no | REDDING, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 23, 2023 | Nov 29, 2023 | no | ROSEVILLE, CA | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | May 21, 2018 | Oct 22, 2021 | no | REDDING, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | May 22, 2018 | no | REDDING, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 15, 2005 | Jan 1, 2008 | no | REDDING, CA|REDDING, CA|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Jun 4, 2026 | May 21, 2026 | -14 | Firm change | Ibd to ibd |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | LPL FINANCIAL LLC | Oct 22, 2021 | Aug 23, 2023 | 670 | Firm change after gap | Ibd to ibd |
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | May 22, 2018 | May 21, 2018 | -1 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:793:CA:2018-05-18 | May 22, 2018 | May 21, 2018 | REDDING, CA | Firm change |