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M••• P••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

M••• P••• C••••••

Advisor at C•••••• I••••••••• L••

ALPINE, UT

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Search this name across graphsid dfx:ria:3b7c84d3-00df-77b8-9319-8c055f433f38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• L••	State registered	Apr 17, 1997	n/a	yes	ALPINE, UT	Current employment
F•••• W•••••• A•••••••	Former SEC adviser	Dec 3, 2003	Mar 3, 2006	no	ALPINE, UT\|ST GEORGE, UT\|SANDY, UT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• W•••••• A•••••••	n/a	Mar 3, 2006	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ C•••••• I••••••••• L••Registered adviserregistration: current employment
Apr 17, 1997 to presentfactForm ADV
→ F•••• W•••••• A•••••••Registered adviserregistration: previous registration
Dec 3, 2003 to Mar 3, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b7c84d3-00df-77b8-9319-8c055f433f38
First observed: Dec 3, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.