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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DAVID LINDSEY SPENCER

Advisor at CREDIT UNION INVESTMENT SERVICES

Huntersville, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREDIT UNION INVESTMENT SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 2, 2005
First registration: Nov 3, 2005
Dual registered: yes, broker-dealer
Other names: DAVID L. SPENCER|DAVID LINDSEY SPENCER|David L Spencer
IAPD individual key: 4981079

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREDIT UNION INVESTMENT SERVICES	State registered	Oct 21, 2022	n/a	yes	Huntersville, NC	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 7, 2021	Oct 3, 2022	no	MERRIMACK, NH	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 10, 2019	May 19, 2021	no	Charlotte, NC\|Huntersville, NC\|Shelby, NC\|Huntersville, NC\|Gastonia, NC\|SAN DIEGO, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Feb 18, 2009	Jul 12, 2019	no	WAVERLY, IA\|CHARLOTTE, NC\|MCARDENVILLE, NC\|Huntersville, NC\|Shelby, NC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 3, 2005	Jan 9, 2009	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CREDIT UNION INVESTMENT SERVICES	Oct 3, 2022	Oct 21, 2022	18	Firm change	Ibd to state RIA
CUSO FINANCIAL SERVICES, L.P.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 19, 2021	Sep 7, 2021	111	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	CUSO FINANCIAL SERVICES, L.P.	Jul 12, 2019	Jul 10, 2019	-2	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	Jan 9, 2009	Feb 18, 2009	40	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13941:42132:NC:2019-07-12	Jul 12, 2019	Jul 10, 2019	SHELBY, NC	Firm change

Relationships

Registered with (5)

→ CREDIT UNION INVESTMENT SERVICESRegistered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 7, 2021 to Oct 3, 2022factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jul 10, 2019 to May 19, 2021factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 18, 2009 to Jul 12, 2019factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 3, 2005 to Jan 9, 2009factForm ADV

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
David Lindsey Spencer left Fidelity Personal And Workplace Advisors for Credit Union Investment Services (registered 2022-10-21)
Form ADVobserved 4 days ago