DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

STEPHEN PAUL KANOY

Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b7f1812-dbef-2f4d-c064-91fed3d91eb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS INVESTOR SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 7, 2005
First registration: Apr 1, 2010
Dual registered: yes, broker-dealer
Other names: Paul Kanoy
IAPD individual key: 4709997

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Nov 13, 2023	n/a	yes	RALEIGH, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Oct 10, 2023	no	ATLANTA, GA\|CHAPEL HILL, NC	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHAPEL HILL, NC\|CHARLOTTE, NC\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 11, 2011	Jan 2, 2018	no	CHARLOTTE, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 1, 2010	Mar 22, 2011	no	RESEARCH TRIANGLE PARK, NC\|RALEIGH, NC\|RALEIGH, NC\|CHAPEL HILL, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	FIRST CITIZENS INVESTOR SERVICES, INC.	Oct 10, 2023	Nov 13, 2023	34	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
WELLS FARGO ADVISORS	BB&T INVESTMENT SERVICES, INC.	Mar 22, 2011	Apr 11, 2011	20	Firm change	Wirehouse to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:44430:NC:2023-10-10	Oct 10, 2023	Nov 13, 2023	CHAPEL HILL, NC	Firm change

Relationships

Registered with (5)

→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Nov 13, 2023 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Oct 10, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 11, 2011 to Jan 2, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 1, 2010 to Mar 22, 2011factForm ADV

Dated events

Occurred
Oct 10, 2023
Advisor changed firm
Stephen Paul Kanoy left Truist Advisory Services, Inc. for First Citizens Investor Services, Inc. (registered 2023-11-13)
Form ADVobserved 4 days ago