DFX Intelligence

M•••• N•••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

M•••• N•••••••• C••••

Advisor at P••••••••

Boulder, CO | ENGLEWOOD, NJ

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Search this name across graphsid dfx:ria:3b85edd5-c72f-94a9-7890-916a0c316c4e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	May 20, 2024	n/a	yes	Boulder, CO\|ENGLEWOOD, NJ	Current employment
C••••••• A•••• M••••••••• L••	Former SEC adviser	Jan 25, 2021	Apr 12, 2024	no	BOULDER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	P••••••••	Apr 12, 2024	May 20, 2024	38	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
108581:151736:CO:2024-04-12	Apr 12, 2024	May 20, 2024	BOULDER, CO	Firm change

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
May 20, 2024 to presentfactForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 25, 2021 to Apr 12, 2024factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b85edd5-c72f-94a9-7890-916a0c316c4e
First observed: Jan 25, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.