DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

FEDERAL PREP

FEDERAL PREP ADVISORS, INC., CRD 282663

BOHEMIA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b875992-aa9e-bbad-5f00-afe65f77264b

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Feb 27, 2020 to Jul 1, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $80.1MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $80.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $26.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 637
Individual clients: 637
High net worth clients: 0
SEC number: 801-118329
CRD: 282663
Filings on the tape: 21
First filed: Feb 27, 2020
Latest filed: Jul 1, 2026
Organised: Corporation, NY
Website: federalprep.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL ANDREW KERPER	n/a	BOHEMIA, NY	9	32	n/a	no
JOSEPH CHIOSSONE	n/a	Bohemia, NY	9	15	n/a	no
Andrew Leonard Kerper	n/a	BOHEMIA, NY	3	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KERPER, MICHAEL, ANDREW	CHAIRMAN/CEO	E	yes	01/2016	Feb 27, 2020	May 21, 2024
Ressler, Sander	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 21, 2024	May 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RAINMAKER ALLIANCE LLC.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Manassas	Va	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$80.1M	$0	5	3	4	n/a	n/a
2024	Mar 25, 2025	$95.5M	$0	4	4	2	n/a	n/a
2023	Feb 15, 2024	$90.9M	$0	5	5	1	n/a	n/a
2022	Mar 27, 2023	$89.3M	$0	5	5	1	n/a	n/a
2021	Jan 21, 2022	$87.3M	$0	4	4	0	n/a	n/a
2020	Feb 2, 2021	$62.2M	$0	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$80.1M	$95.5M	-16.1%	$89.3M	-3.6%	5	4	4	2

Relationships

Registered with (5)

← Andrew Leonard KerperAdvisorregistration: current employment
Jan 31, 2023 to presentfactForm ADV
← JOSEPH CHIOSSONEAdvisorregistration: current employment
Jun 5, 2017 to presentfactForm ADV
← MICHAEL ANDREW KERPERAdvisorregistration: current employment
Jun 1, 2017 to presentfactForm ADV
← KEVIN DOUGLAS BEUTELAdvisorregistration: previous registration
Jul 24, 2021 to Sep 11, 2025factForm ADV
← TROY ARLINGTON BARROWAdvisorregistration: previous registration
Jan 22, 2019 to May 6, 2024factForm ADV

Controls (2)

← Ressler, SanderOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 21, 2024 to May 21, 2024factForm ADV
← KERPER, MICHAEL, ANDREWOwnerCHAIRMAN/CEO, ownership code E, individual
Feb 27, 2020 to May 21, 2024factForm ADV

Dated events

Occurred
Sep 11, 2025
Advisor changed firm
Kevin Douglas Beutel left Federal Prep for Savvy (registered 2025-08-29)
Form ADVobserved 4 days ago
Occurred
May 21, 2024
Control person joined
Sander Ressler (Chief Compliance Officer) appeared on Schedule A of Federal Prep
Form ADVobserved 4 days ago
Occurred
May 6, 2024
Advisor changed firm
Troy Arlington Barrow left Federal Prep for Hornor, Townsend & Kent, Llc (registered 2024-07-03)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2020
First Form ADV filing
Federal Prep Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b875992-aa9e-bbad-5f00-afe65f77264b
First observed: Feb 27, 2020
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FEDERAL PREP

FEDERAL PREP ADVISORS, INC., CRD 282663

BOHEMIA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b875992-aa9e-bbad-5f00-afe65f77264b

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL ANDREW KERPER

n/a

BOHEMIA, NY

n/a

JOSEPH CHIOSSONE

n/a

Bohemia, NY

n/a

Andrew Leonard Kerper

n/a

BOHEMIA, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KERPER, MICHAEL, ANDREW

CHAIRMAN/CEO

yes

01/2016

Feb 27, 2020

May 21, 2024

Ressler, Sander

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RAINMAKER ALLIANCE LLC.

n/a

City

State

Country

Employees

Also broker-dealer

Manassas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$80.1M

n/a

2024

Mar 25, 2025

$95.5M

n/a

2023

Feb 15, 2024

$90.9M

n/a

2022

Mar 27, 2023

$89.3M

n/a

2021

Jan 21, 2022

$87.3M

n/a

2020

Feb 2, 2021

$62.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$80.1M

$95.5M

-16.1%

$89.3M

-3.6%