DFX Intelligence

A•••••••• H••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A•••••••• H••••• M••••

Advisor at S•••••••• I••••••••• A•••••••• L••

LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 18, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• A•••••••• L••	Independent wealth	Dec 18, 2024	n/a	yes	LOS ANGELES, CA	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Jul 17, 2024	Sep 9, 2024	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• I••••••••• A•••••••• L••	Sep 9, 2024	Dec 18, 2024	100	Firm change	Ibd to RIA
C•••••• S••••• • C••• I•••	F••••••• P••••••• A•• W•••••••• A•••••••	Jan 30, 2024	Jul 17, 2024

Relationships

Registered with (4)

→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 18, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 17, 2024 to Sep 9, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 11, 2022 to Jan 30, 2024factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Sep 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 18, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.