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Reading the graph
Advisor at MRAZ AND ASSOCIATES
MODESTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MRAZ AND ASSOCIATES | Independent wealth | Oct 24, 2011 | n/a | yes | MODESTO, CA | Current employment |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Sep 2, 2008 | Mar 19, 2012 | no | MODESTO, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 9, 2007 | Aug 27, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 30, 2007 | Aug 28, 2007 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | MRAZ AND ASSOCIATES | Mar 19, 2012 | Oct 24, 2011 | -147 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | CONCERT WEALTH MANAGEMENT | Aug 27, 2008 | Sep 2, 2008 | 6 | Firm change | Other |