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RIA / WealthAdvisor30 years in industry

MARK LAING LICHTENFELD

Advisor at TRANSCEND CAPITAL ADVISORS, LLC

Naples, FL | MADISON, NJ

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Search this name across graphsid dfx:ria:3b95178b-0c48-bbac-8a74-38ef9048f38b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSCEND CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 19, 1996
First registration: May 20, 2002
Dual registered: no
Other names: MARK LICHTENFELD
IAPD individual key: 2762708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSCEND CAPITAL ADVISORS, LLC	Independent wealth	Mar 26, 2026	n/a	yes	Naples, FL\|MADISON, NJ	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 13, 2009	Jan 21, 2019	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ\|Nantucket, MA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 13, 2006	Mar 9, 2009	no	MORRISTOWN, NJ	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 20, 2002	Jan 27, 2006	no	FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	TRANSCEND CAPITAL ADVISORS, LLC	Jan 21, 2019	Mar 26, 2026	2,621	Firm change after gap	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Mar 9, 2009	Feb 13, 2009	-24	Firm change	Other
RBC CAPITAL MARKETS, LLC	CITIGROUP GLOBAL MARKETS INC.	Jan 27, 2006	Jan 13, 2006	-14	Firm change	Other

Relationships

Registered with (4)

→ TRANSCEND CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 13, 2009 to Jan 21, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 13, 2006 to Mar 9, 2009factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 20, 2002 to Jan 27, 2006factForm ADV

Dated events

No dated event names this entity yet.