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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RYAN FINANCIAL ADVISORS INC

CRD 106834

ANDOVER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ba195bc-b388-790f-3154-2fc45d8a144c

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 28, 2012 to Mar 26, 2020
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.0MItem 5.F on the latest filing (2020-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $29.0M
Private client RAUM: $29.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 41
Individual clients: 30
High net worth clients: 11
SEC number: 801-43386
CRD: 106834
Filings on the tape: 20
First filed: Feb 28, 2012
Latest filed: Mar 26, 2020
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RYAN, WILLIAM, THOMAS	CHIEF COMPLIANCE OFFICER	E	yes	01/2020	Feb 28, 2012	Mar 26, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RYAN FINANCIAL INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
RYAN FINANCIAL, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020	$29.0M	$29.0M	1	1	0	n/a	n/a
2018	Apr 1, 2019	$191M	$191M	5	4	1	n/a	n/a
2017	Mar 30, 2018	$189M	$189M	6	5	1	n/a	n/a
2016	Mar 13, 2017	$173M	$173M	5	4	n/a	n/a	n/a
2015	Mar 25, 2016	$163M	$163M	5	4	n/a	n/a	n/a
2014	Mar 25, 2015	$185M	$166M	5	4	n/a	n/a	n/a
2013	Feb 25, 2014	$179M	$159M	6	4	n/a	n/a	n/a
2012	Mar 20, 2013	$156M	$139M	6	4	n/a	n/a	n/a
2011	Feb 28, 2012	$140M	$127M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$29.0M	$191M	-84.9%	$173M	-44.9%	1	5	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	3	Jan 13, 2020	Jan 15, 2020	ANDOVER, MA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (1)

← RYAN, WILLIAM, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 28, 2012 to presentfactForm ADV

Moved with (1)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviser3 advisors, firm absorbed, same day
Jan 13, 2020 to Jan 15, 2020factForm ADV

Registered with (3)

← TARA COLLEEN MCDERMOTTAdvisorregistration: previous registration
Dec 16, 2015 to Jan 13, 2020factForm ADV
← WILLIAM KENT RYANAdvisorregistration: previous registration
Dec 10, 2015 to Jan 13, 2020factForm ADV
← HEATHER RYAN GIROLAMOAdvisorregistration: previous registration
Dec 10, 2015 to Jan 13, 2020factForm ADV

Dated events

Occurred
Mar 26, 2020
Regulatory AUM changed
Ryan Financial Advisors Inc reported RAUM $29.0M, down 85% from $191.4M (2020-01-30 to 2020-03-26)
Form ADVobserved 6 days ago
$-162M
Occurred
Jan 13, 2020
Control person left
Colleen Tara Mcdermott (Vice President) no longer on Schedule A of Ryan Financial Advisors Inc (listed 2019-04-01, absent 2020-01-13)
Form ADVobserved 6 days ago
Occurred
Jan 13, 2020
Control person left
Ryan Heather Girolamo (Vice President, Chief Compliance Officer) no longer on Schedule A of Ryan Financial Advisors Inc (listed 2019-04-01, absent 2020-01-13)
Form ADVobserved 6 days ago
Occurred
Jan 13, 2020
Control person left
Kent William Ryan (Vice President) no longer on Schedule A of Ryan Financial Advisors Inc (listed 2019-04-01, absent 2020-01-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ba195bc-b388-790f-3154-2fc45d8a144c
First observed: Feb 28, 2012
Last observed: Mar 26, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RYAN FINANCIAL ADVISORS INC

CRD 106834

ANDOVER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ba195bc-b388-790f-3154-2fc45d8a144c

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RYAN, WILLIAM, THOMAS

CHIEF COMPLIANCE OFFICER

yes

01/2020

Feb 28, 2012

Mar 26, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RYAN FINANCIAL INSURANCE AGENCY, INC.

n/a

yes

n/a

RYAN FINANCIAL, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 26, 2020

$29.0M

n/a

2018

Apr 1, 2019

$191M

n/a

2017

Mar 30, 2018

$189M

n/a

2016

Mar 13, 2017

$173M

n/a

2015

Mar 25, 2016

$163M

n/a

2014

Mar 25, 2015

$185M

$166M

n/a

2013

Feb 25, 2014

$179M

$159M

n/a

2012

Mar 20, 2013

$156M

$139M

n/a

2011

Feb 28, 2012

$140M

$127M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$29.0M

$191M

-84.9%

$173M

-44.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Jan 13, 2020

Jan 15, 2020

ANDOVER, MA

Firm absorbed

RIA to ibd

100.0%