DFX Intelligence

S••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst35 years in industry

S••••• M•••••••••

Advisor at T•••• C•••••• M••••••••• I•••

SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• C•••••• M••••••••• I•••	Independent wealth	Jan 13, 2009	n/a	yes	SAN DIEGO, CA	Current employment
A•• I••••••••• M•••••••••	n/a	Jan 28, 2003	Dec 31, 2008	no	SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• I••••••••• M•••••••••	T•••• C•••••• M••••••••• I•••	Dec 31, 2008	Jan 13, 2009	13	Firm change	Other
A•••••••• • M•••••••••	A•• I••••••••• M•••••••••	Jan 28, 2003	Jan 28, 2003

Relationships

Registered with (3)

→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 13, 2009 to presentfactForm ADV
→ A•• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 28, 2003 to Dec 31, 2008factForm ADV
→ A•••••••• • M•••••••••Registered adviserregistration: previous registration
Jul 14, 2000 to Jan 28, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.