DFX Intelligence

C••••• H••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant31 years in industry

C••••• H••••• L••••••••

Advisor at M••••••••• C••••••• L••

AUSTIN, TX | Austin, TX

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Search this name across graphsid dfx:ria:3baa7c2e-c49e-8ccb-baad-1b92426dcb18

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 3, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• C••••••• L••	Independent wealth	Jan 1, 2018	n/a	yes	AUSTIN, TX\|Austin, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 29, 2016	Dec 1, 2017	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	M••••••••• C••••••• L••	Dec 1, 2017	Jan 1, 2018	31	Firm change	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 29, 2016

Relationships

Registered with (5)

→ M••••••••• C••••••• L••Registered adviserregistration: current employment
Jan 1, 2018 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2016 to Dec 1, 2017factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 13, 2010 to Sep 22, 2016factForm ADV
→ L•••••••• W••••• M••••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3baa7c2e-c49e-8ccb-baad-1b92426dcb18
First observed: Dec 3, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.