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J••• M••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J••• M••• R•••

Advisor at S••••• M•••••••••

NORTH LITTLE ROCK, AR | Fort Myers, FL

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Search this name across graphsid dfx:ria:3badcb1c-5d36-d85f-7352-39de9fcda085

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 5, 1992 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Aug 21, 2026	n/a	yes	Fort Myers, FL\|NORTH LITTLE ROCK, AR	Current employment
S••••• M•••••••••	Independent wealth	Sep 2, 2021	Sep 2, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••	S••••• M•••••••••	Oct 14, 2021	Sep 2, 2021	-42	Firm change after gap	RIA to RIA
U•• F•••••••• S••••••• I•••	N•••••	Sep 16, 2008

Relationships

Registered with (4)

→ S••••• M•••••••••Registered adviserregistration: previous registration
Sep 2, 2021 to Sep 2, 2021factForm ADV
→ N•••••Registered adviserregistration: previous registration
Sep 16, 2008 to Oct 14, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2007 to Sep 16, 2008factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3badcb1c-5d36-d85f-7352-39de9fcda085
First observed: Jun 5, 1992
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.