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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PEGASUS ASSET MANAGEMENT INC

CRD 104766

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bb36a02-5e48-56d0-d592-0b248cd9b6a8

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2011 to Jun 12, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.16 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $554MItem 5.F on the latest filing (2026-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $554M
Private client RAUM: $462MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $185Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 800
Individual clients: 158
High net worth clients: 126
SEC number: 801-3186
CIK: 1729049
CRD: 104766
Filings on the tape: 30
First filed: Nov 21, 2011
Latest filed: Jun 12, 2026
Organised: Corporation, NY
Website: pegasusassetmgt.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RODD DEE BERRO	Certified Financial Planner	MORRISTOWN, NJ	7	38	2	no
JAYSEN LOUIS BOHROD	Chartered Financial Analyst	MORRISTOWN, NJ	1	12	1	no
JOHN MATTEO SEBASTIANO	n/a	MIAMI, FL \| MORRISTOWN, NJ	1	31	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARBA, COURTNEY, JOY	CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT	Na	yes	11/2006	Nov 21, 2011	Mar 22, 2024
BERRO, RODD, DEE	CO-PRESIDENT	D	yes	03/2005	Nov 21, 2011	Mar 22, 2024
SEBASTIANO, JOHN, MATTEO	CO-PRESIDENT	D	yes	03/2005	Nov 21, 2011	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PEGASUS GROUP, LLC	n/a	Independent wealth	$91.3M	Y	yes	n/a
SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC	n/a	Former SEC adviser	$18.9M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 22, 2026	$554M	$554M	5	3	0	n/a	n/a
2024	Mar 12, 2025	$473M	$473M	5	3	0	n/a	n/a
2023	Mar 21, 2024	$412M	$412M	5	3	0	n/a	n/a
2022	Feb 8, 2023	$335M	$335M	5	2	0	n/a	n/a
2021	Mar 29, 2022	$384M	$384M	2	2	0	n/a	n/a
2020	Mar 18, 2021	$322M	$322M	5	2	0	n/a	n/a
2019	Mar 12, 2020	$281M	$281M	4	2	0	n/a	n/a
2018	Mar 29, 2019	$226M	$226M	5	3	0	n/a	n/a
2017	Mar 20, 2018	$214M	$214M	5	3	0	n/a	n/a
2016	Mar 29, 2017	$186M	$186M	5	3	n/a	n/a	n/a
2015	Feb 27, 2016	$166M	$165M	5	3	n/a	n/a	n/a
2014	Mar 14, 2015	$166M	$165M	5	3	n/a	n/a	n/a
2013	Feb 22, 2014	$151M	$151M	5	3	n/a	n/a	n/a
2012	Feb 20, 2013	$140M	$140M	5	3	n/a	n/a	n/a
2011	Feb 10, 2012	$133M	$132M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$554M	$473M	17.0%	$335M	18.2%	5	5	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC	2	Dec 31, 2024	Apr 4, 2025	MONTEBELLO, NY	Team lift out	RIA to RIA	66.7%

Relationships

Affiliated with (5)

→ PEGASUS GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← PEGASUS GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← PEGASUS ASSOCIATES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (3)

← JOHN MATTEO SEBASTIANOAdvisorregistration: current employment
Apr 4, 2025 to presentfactForm ADV
← JAYSEN LOUIS BOHRODAdvisorregistration: current employment
Mar 27, 2025 to presentfactForm ADV
← RODD DEE BERROAdvisorregistration: previous registration
Aug 13, 2014 to Nov 1, 2016factForm ADV

Controls (3)

← BERRO, RODD, DEEOwnerCO-PRESIDENT, ownership code D, individual
Nov 21, 2011 to Mar 22, 2024factForm ADV
← SEBASTIANO, JOHN, MATTEOOwnerCO-PRESIDENT, ownership code D, individual
Nov 21, 2011 to Mar 22, 2024factForm ADV
← BARBA, COURTNEY, JOYOwnerCHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT, ownership code NA, individual
Nov 21, 2011 to Mar 22, 2024factForm ADV

Dated events

Occurred
Dec 31, 2024
Team lift-out
2 advisors left Sports & Entertainment Investment Advisers, LLC (Montebello, NY) for Pegasus Asset Management Inc on the same day
Form ADVobserved 2 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bb36a02-5e48-56d0-d592-0b248cd9b6a8
First observed: Nov 21, 2011
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEGASUS ASSET MANAGEMENT INC

CRD 104766

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bb36a02-5e48-56d0-d592-0b248cd9b6a8

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RODD DEE BERRO

Certified Financial Planner

MORRISTOWN, NJ

JAYSEN LOUIS BOHROD

Chartered Financial Analyst

MORRISTOWN, NJ

JOHN MATTEO SEBASTIANO

n/a

MIAMI, FL | MORRISTOWN, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARBA, COURTNEY, JOY

CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT

yes

11/2006

Nov 21, 2011

Mar 22, 2024

BERRO, RODD, DEE

CO-PRESIDENT

yes

03/2005

Nov 21, 2011

Mar 22, 2024

SEBASTIANO, JOHN, MATTEO

CO-PRESIDENT

yes

03/2005

Nov 21, 2011

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PEGASUS GROUP, LLC

n/a

Independent wealth

$91.3M

yes

n/a

SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

n/a

Former SEC adviser

$18.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 22, 2026

$554M

n/a

2024

Mar 12, 2025

$473M

n/a

2023

Mar 21, 2024

$412M

n/a

2022

Feb 8, 2023

$335M

n/a

2021

Mar 29, 2022

$384M

n/a

2020

Mar 18, 2021

$322M

n/a

2019

Mar 12, 2020

$281M

n/a

2018

Mar 29, 2019

$226M

n/a

2017

Mar 20, 2018

$214M

n/a

2016

Mar 29, 2017

$186M

n/a

2015

Feb 27, 2016

$166M

$165M

n/a

2014

Mar 14, 2015

$166M

$165M

n/a

2013

Feb 22, 2014

$151M

n/a

2012

Feb 20, 2013

$140M

n/a

2011

Feb 10, 2012

$133M

$132M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$554M

$473M

17.0%

$335M

18.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

Dec 31, 2024

Apr 4, 2025

MONTEBELLO, NY

Team lift out

RIA to RIA

66.7%