This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SOVEREIGN ASSET MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 14, 1989earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Nov 14, 1989

First registration

Oct 21, 2014

Dual registered

no

IAPD individual key

1879299

• Occurred

  May 22, 2025
  Advisor changed firm

  Kenneth William Wolf left Next Financial Group, Inc. for Sovereign Asset Management (registered 2017-08-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3bb6f21d-a1f5-8469-a583-b94ece438b34

First observed

Oct 21, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.