DFX Intelligence

J•••••• R••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J•••••• R••••• T•••••••

Advisor at D••••••• F••••••• L••

Boston, MA

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Search this name across graphsid dfx:ria:3bb89a33-4426-5003-5f50-0107c6cc1095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 6, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• F••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• F••••••• L••	Asset manager	Dec 15, 2016	n/a	yes	Boston, MA	Current employment
W••• D••••••• • C••• I••	Former SEC adviser	May 6, 1998	Dec 13, 2016	no	NATICK, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• D••••••• • C••• I••	D••••••• F••••••• L••	Dec 13, 2016	Dec 15, 2016	2	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106705:285403:MA:2016-12-13	Dec 13, 2016	Dec 15, 2016	NATICK, MA	Firm change

Relationships

Registered with (2)

→ D••••••• F••••••• L••Registered adviserregistration: current employment
Dec 15, 2016 to presentfactForm ADV
→ W••• D••••••• • C••• I••Registered adviserregistration: previous registration
May 6, 1998 to Dec 13, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bb89a33-4426-5003-5f50-0107c6cc1095
First observed: May 6, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.