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L•••• T••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

L•••• T••••• R•••

Advisor at C•••••••• W••••• M••••••••• L••

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:3bbb7758-8fa1-85bf-429d-870079b6869a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• W••••• M••••••••• L••	Independent wealth	Jan 20, 2016	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
C•• A•••• M••••••••• I•••	Independent wealth	Apr 21, 2015	Sep 14, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••• M••••••••• I•••	C•••••••• W••••• M••••••••• L••	Sep 14, 2015	Jan 20, 2016	128	Firm change	Other
A••••••• P••••••••• A•••••••• I••	C•• A•••• M••••••••• I•••	Mar 23, 2015

Relationships

Registered with (3)

→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 20, 2016 to presentfactForm ADV
→ C•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 21, 2015 to Sep 14, 2015factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
May 14, 2014 to Mar 23, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bbb7758-8fa1-85bf-429d-870079b6869a
First observed: May 14, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.