DFX Intelligence

R••••• F•••••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

R••••• F•••••••• K••••

Advisor at M•••• F•••••••• A•••••••• L•••

BELMONT, MA | Duxbury, MA

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Search this name across graphsid dfx:ria:3bc2e93a-3b1b-db4b-a786-b17cf3b8c210

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••• L•••	Independent wealth	Jul 16, 2019	n/a	yes	BELMONT, MA\|Duxbury, MA	Current employment
L••••••••• A•••••••• L••	n/a	Aug 5, 2015	Nov 22, 2019	no	HINGHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••••• A•••••••• L••	M•••• F•••••••• A•••••••• L•••	Nov 22, 2019	Jul 16, 2019	-129	Firm change after gap	Other

Relationships

Registered with (2)

→ M•••• F•••••••• A•••••••• L•••Registered adviserregistration: current employment
Jul 16, 2019 to presentfactForm ADV
→ L••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 5, 2015 to Nov 22, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bc2e93a-3b1b-db4b-a786-b17cf3b8c210
First observed: Aug 5, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.