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CRD 142448
SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DEANNA MARIE DREHER | Personal Financial Specialist | SPOKANE, WA | 19 | 26 | n/a | no |
| TODD WILLIAM EVANS | Personal Financial Specialist | SPOKANE, WA | 19 | 29 | n/a | no |
| JAMES SHAWN COLEMAN | Personal Financial Specialist | SPOKANE, WA | 18 | 20 | n/a | no |
| BRETT GREGORY SMITH | Personal Financial Specialist | SPOKANE, WA | 15 | 20 | n/a | no |
| GREGORY THOMAS KELLY | n/a | SPOKANE, WA | 8 | 10 | n/a | no |
| ERIC JAMES BLAZEKOVIC | Personal Financial Specialist | SPOKANE, WA | 6 | 13 | n/a | no |
| Cameron Douglas Scott | n/a | SPOKANE, WA | 6 | 12 | n/a | no |
| Alec Taylor Griffiths | n/a | SPOKANE, WA | 5 | 12 | n/a | no |
| Raymond James Eichten | n/a | SPOKANE, WA | 4 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Griffiths, Alec, Taylor | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2023 | Nov 30, 2023 | Mar 3, 2024 |
| GRIFFITHS, ROXANNE, MARIE | Shareholder | C | yes | 10/2023 | Nov 30, 2023 | Mar 3, 2024 |
| COLEMAN, JAMES, SHAWN | Shareholder | B | no | 06/2017 | May 3, 2021 | Mar 3, 2024 |
| DREHER, DEANNA, MARIE | Shareholder | B | no | 09/2003 | May 3, 2021 | Mar 3, 2024 |
| SMITH, BRETT, GREGORY | Shareholder | B | no | 01/2020 | May 3, 2021 | Mar 3, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Cheney | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 5, 2026 | $311M | $311M | 25 | 10 | 1 | n/a | n/a |
| 2024 | Jan 27, 2025 | $232M | $232M | 25 | 12 | 1 | n/a | n/a |
| 2023 | Jan 8, 2024 | $192M | $192M | 23 | 11 | 1 | n/a | n/a |
| 2022 | Jan 19, 2023 | $139M | $139M | 17 | 12 | 0 | n/a | n/a |
| 2021 | Feb 23, 2022 | $140M | $140M | 15 | 12 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $311M | $232M | 34.1% | $139M | 30.8% | 25 | 25 | 1 | 1 |