DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

DAVID RHYS EICHENHOFER

Advisor at OSAIC WEALTH, INC.

Penn Yan, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bc45a6d-4d9a-b45d-e3bb-02d699ff4d4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 11, 1996
First registration: Oct 17, 2013
Dual registered: yes, broker-dealer
Other names: DAVID RHYS EICHENHOFER
IAPD individual key: 2717300

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Penn Yan, NY	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Mar 8, 2023	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
HNP CAPITAL LLC	Former SEC adviser	Aug 12, 2021	Mar 15, 2023	no	ROCHESTER, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 17, 2013	Jul 27, 2022	no	AUBURN, NY\|GENEVA, NY\|SAN DIEGO, CA\|WATERLOO, NY\|OVID, NY\|GENEVA, NY\|PENN YAN, NY\|PENN YAN, NY\|GENEVA, NY\|GENEVA, NY\|OVID, NY\|WATERLOO, NY\|VICTOR, NY\|CANANDAIGUA, NY\|HONEOYE FALLS, NY\|ROCHESTER, NY\|CALEDONIA, NY\|ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|HENRIETTA, NY\|ROCHESTER, NY\|VICTOR, NY\|CANANDAIGUA, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
HNP CAPITAL LLC	AMERICAN PORTFOLIOS ADVISORS, INC	Mar 15, 2023	Mar 8, 2023	-7	Firm change	RIA to ibd
LPL FINANCIAL LLC	HNP CAPITAL LLC	Jul 27, 2022	Aug 12, 2021	-349	Firm change after gap	RIA to RIA

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Mar 8, 2023 to Oct 11, 2024factForm ADV
→ HNP CAPITAL LLCRegistered adviserregistration: previous registration
Aug 12, 2021 to Mar 15, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 17, 2013 to Jul 27, 2022factForm ADV

Dated events

Occurred
Mar 15, 2023
Advisor changed firm
David Rhys Eichenhofer left Hnp Capital Llc for American Portfolios Advisors, Inc (registered 2023-03-08)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2022
Advisor changed firm
David Rhys Eichenhofer left Lpl Financial Llc for Hnp Capital Llc (registered 2021-08-12)
Form ADVobserved 4 days ago