DFX Intelligence

F•••••• H••••••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

F•••••• H••••••••• H•••••••

Advisor at M••••• G••••• A••••••• I•••

RALEIGH, NC | DENVER, CO

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Search this name across graphsid dfx:ria:3bcd17ff-70cf-aacc-11ac-1dd316882873

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Feb 22, 2022	n/a	yes	RALEIGH, NC\|DENVER, CO	Current employment
W•••• F•••••••• S••••••••• I•••	Former SEC adviser	Jun 28, 2005	Mar 29, 2022	no	RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••••••• S••••••••• I•••	M••••• G••••• A••••••• I•••	Mar 29, 2022	Feb 22, 2022	-35	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
109214:147363:NC:2022-03-29	Mar 29, 2022	Feb 22, 2022	RALEIGH, NC	Firm change after gap

Relationships

Registered with (2)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Feb 22, 2022 to presentfactForm ADV
→ W•••• F•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2005 to Mar 29, 2022factForm ADV

Dated events

Occurred
Mar 29, 2022
Advisor changed firm
F•••••• H••••••••• H••••••• left W•••• F•••••••• S••••••••• I••• for M••••• G••••• A••••••• I••• (registered 2022-02-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bcd17ff-70cf-aacc-11ac-1dd316882873
First observed: Jun 28, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.