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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC., CRD 144364

BOSTON, MA

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Search this name across graphsid dfx:ria:3bd0eea9-dd39-29f6-eee3-1a1b8d874c33

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $821MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $821M
Private client RAUM: $821MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $274Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 135
Individual clients: 22
High net worth clients: 47
Custody, client assets: $821M
SEC number: 801-68042
CIK: 1426755
CRD: 144364
Filings on the tape: 21
First filed: Mar 30, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, DE
Website: jpmarvel.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH FRANCIS PATTON	n/a	BOSTON, MA	16	39	n/a	no
JOSEPH F PATTON	n/a	BOSTON, MA	5	13	n/a	no
ROBERT TRENT STEPHENSON	n/a	BOSTON, MA	4	32	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE CAPTAIN FUND I, LLC.	Hedge Fund	$8.2M	Mar 30, 2015	10	Aug 14, 2013	dropped	021-197558

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCAFFREY, DAVID, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2008	Mar 30, 2012	Mar 8, 2024
PATTON, JOAN, HELEN	Secretary	Na	yes	12/2013	Mar 31, 2014	Mar 8, 2024
PATTON, JOSEPH, F	President	Na	yes	12/2019	Mar 30, 2020	Mar 8, 2024
PATTON, JOSEPH, FRANCIS	CHIEF EXECUTIVE OFFICER	E	yes	12/2019	Mar 30, 2012	Mar 8, 2024
STEPHENSON, ROBERT, TRENT	EXECUTIVE VICE PRESIDENT	Na	yes	12/2019	Mar 30, 2020	Mar 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PALM BEACH	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$821M	$821M	8	6	1	n/a	n/a
2024	Mar 28, 2025	$680M	$680M	8	6	1	n/a	n/a
2023	Mar 8, 2024	$564M	$564M	8	6	1	n/a	n/a
2022	Mar 31, 2023	$484M	$484M	7	6	1	n/a	n/a
2021	Mar 28, 2022	$580M	$580M	7	6	0	n/a	n/a
2020	Mar 29, 2021	$458M	$458M	10	6	1	n/a	n/a
2019	Mar 30, 2020	$408M	$408M	10	6	1	n/a	n/a
2018	Mar 21, 2019	$353M	$353M	8	6	1	n/a	n/a
2017	Mar 29, 2018	$395M	$395M	9	4	1	n/a	n/a
2016	Apr 1, 2017	$413M	$372M	5	4	n/a	n/a	n/a
2015	Apr 11, 2016	$413M	$374M	5	4	n/a	n/a	n/a
2014	Mar 30, 2015	$427M	$396M	5	4	n/a	1	$8.2M
2013	Mar 31, 2014	$413M	$413M	7	4	n/a	1	$8.2M
2012	Mar 28, 2013	$311M	$311M	7	4	n/a	n/a	n/a
2011	Mar 30, 2012	$312M	$312M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$821M	$680M	20.7%	$484M	19.3%	8	8	1	1

Relationships

Registered with (3)

← ROBERT TRENT STEPHENSONAdvisorregistration: current employment
Mar 23, 2022 to presentfactForm ADV
← JOSEPH F PATTONAdvisorregistration: current employment
Dec 15, 2020 to presentfactForm ADV
← JOSEPH FRANCIS PATTONAdvisorregistration: current employment
May 14, 2010 to presentfactForm ADV

Controls (5)

← STEPHENSON, ROBERT, TRENTOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 30, 2020 to Mar 8, 2024factForm ADV
← PATTON, JOSEPH, FRANCISOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 30, 2012 to Mar 8, 2024factForm ADV
← PATTON, JOSEPH, FOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2020 to Mar 8, 2024factForm ADV
← MCCAFFREY, DAVID, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Mar 8, 2024factForm ADV
← PATTON, JOAN, HELENOwnerSECRETARY, ownership code NA, individual
Mar 31, 2014 to Mar 8, 2024factForm ADV

Advises (1)

→ THE CAPTAIN FUND I, LLC.Private fundHedge Fund, IA, no longer reported
Aug 14, 2013 to Mar 30, 2015factForm ADV

Dated events

Occurred
Mar 28, 2022
Regulatory AUM changed
J.P. Marvel Wealth Management, Inc. reported RAUM $580.3M, up 27% from $457.9M (2021-03-29 to 2022-03-28)
Form ADVobserved 4 days ago
$122M
Occurred
Mar 28, 2022
Control person left
Manuel Joel Roberts (Chief Operating Officer) no longer on Schedule A of J.P. Marvel Wealth Management, Inc. (listed 2021-03-29, absent 2022-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
F Joseph Patton (President) appeared on Schedule A of J.P. Marvel Wealth Management, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Trent Robert Stephenson (Executive Vice President) appeared on Schedule A of J.P. Marvel Wealth Management, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bd0eea9-dd39-29f6-eee3-1a1b8d874c33
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC., CRD 144364

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bd0eea9-dd39-29f6-eee3-1a1b8d874c33

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH FRANCIS PATTON

n/a

BOSTON, MA

n/a

JOSEPH F PATTON

n/a

BOSTON, MA

n/a

ROBERT TRENT STEPHENSON

n/a

BOSTON, MA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE CAPTAIN FUND I, LLC.

Hedge Fund

$8.2M

Mar 30, 2015

Aug 14, 2013

dropped

021-197558

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCAFFREY, DAVID, JOHN

CHIEF COMPLIANCE OFFICER

yes

01/2008

Mar 30, 2012

Mar 8, 2024

PATTON, JOAN, HELEN

Secretary

yes

12/2013

Mar 31, 2014

Mar 8, 2024

PATTON, JOSEPH, F

President

yes

12/2019

Mar 30, 2020

Mar 8, 2024

PATTON, JOSEPH, FRANCIS

CHIEF EXECUTIVE OFFICER

yes

12/2019

Mar 30, 2012

Mar 8, 2024

STEPHENSON, ROBERT, TRENT

EXECUTIVE VICE PRESIDENT

yes

12/2019

Mar 30, 2020

Mar 8, 2024

City

State

Country

Employees

Also broker-dealer

PALM BEACH

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$821M

n/a

2024

Mar 28, 2025

$680M

n/a

2023

Mar 8, 2024

$564M

n/a

2022

Mar 31, 2023

$484M

n/a

2021

Mar 28, 2022

$580M

n/a

2020

Mar 29, 2021

$458M

n/a

2019

Mar 30, 2020

$408M

n/a

2018

Mar 21, 2019

$353M

n/a

2017

Mar 29, 2018

$395M

n/a

2016

Apr 1, 2017

$413M

$372M

n/a

2015

Apr 11, 2016

$413M

$374M

n/a

2014

Mar 30, 2015

$427M

$396M

n/a

$8.2M

2013

Mar 31, 2014

$413M

n/a

$8.2M

2012

Mar 28, 2013

$311M

n/a

2011

Mar 30, 2012

$312M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$821M

$680M

20.7%

$484M

19.3%