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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

MEAG NEW YORK CORPORATION

CRD 112020

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bd23294-b0bb-bc19-6d24-6845d071291f

Data as of Jun 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2011 to Jun 2, 2014
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $43BItem 5.F on the latest filing (2014-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $43B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 50
Advisory employees: 29
Accounts: 107
SEC number: 801-57723
CRD: 112020
Filings on the tape: 9
First filed: Dec 7, 2011
Latest filed: Jun 2, 2014
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUCHER, THOMAS	VICE PRESIDENT, CHIEF RISK OFFICER	Na	yes	03/2007	Dec 7, 2011	Jun 2, 2014
CHAVANNE, KLAUS, HERBERT	VICE PRESIDENT	Na	yes	05/2005	Dec 7, 2011	Jun 2, 2014
ILARIA, LISA, ANN	CHIEF OPERATING OFFICER	Na	yes	08/2013	Jan 21, 2014	Jun 2, 2014
KURTZ, THOMAS, HANS	Director	Na	yes	10/2003	Dec 7, 2011	Jun 2, 2014
LEVY, MURRAY, STEVEN	Director	Na	yes	09/2011	Dec 7, 2011	Jun 2, 2014
MUNICH RE	INDIRECT SUBSIDIARY OF MUNICH RE	F	yes	12/2002	Dec 7, 2011	Jun 2, 2014
MUNICH-AMERICAN HOLDING COMPANY	SOLE SHAREHOLDER	E	yes	12/2002	Dec 7, 2011	Jun 2, 2014
NGAI SEEMAN, MAY, MEI-LUN	PRESIDENT, CEO AND DIRECTOR	Na	yes	01/2001	Dec 7, 2011	Jun 2, 2014
PACIFICO, JOSIELYNE, KWONG	CHIEF COMPLIANCE OFFICER	Na	yes	12/2011	Dec 7, 2011	Jun 2, 2014
WELLHOFER, FRANK	Director	Na	yes	05/2014	Jun 2, 2014	Jun 2, 2014
YIM, DAVID, WOONGBIN	HEAD OF PORTFOLIO MANAGEMENT	Na	yes	05/2014	Jun 2, 2014	Jun 2, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MEAG HONG KONG LIMITED	n/a	n/a	n/a	Y	yes	n/a
MEAG MUNICH ERGO ASSET MANAGEMENT GMBH	n/a	n/a	n/a	N	yes	n/a
MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 24, 2014	$43B	$43B	50	29	n/a	n/a	n/a
2012	Mar 27, 2013	$49B	$49B	50	22	n/a	n/a	n/a
2011	Mar 29, 2012	$48B	$48B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$43B	$49B	-11.6%	n/a	n/a	50	50	n/a	n/a

Relationships

Controls (11)

← YIM, DAVID, WOONGBINOwnerHEAD OF PORTFOLIO MANAGEMENT, ownership code NA, individual
Jun 2, 2014 to presentfactForm ADV
← NGAI SEEMAN, MAY, MEI-LUNOwnerPRESIDENT, CEO AND DIRECTOR, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← LEVY, MURRAY, STEVENOwnerDIRECTOR, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← ILARIA, LISA, ANNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 21, 2014 to presentfactForm ADV
← KURTZ, THOMAS, HANSOwnerDIRECTOR, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← PACIFICO, JOSIELYNE, KWONGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← CHAVANNE, KLAUS, HERBERTOwnerVICE PRESIDENT, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← BUCHER, THOMASOwnerVICE PRESIDENT, CHIEF RISK OFFICER, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← WELLHOFER, FRANKOwnerDIRECTOR, ownership code NA, individual
Jun 2, 2014 to presentfactForm ADV
← MUNICH REOwnerINDIRECT SUBSIDIARY OF MUNICH RE, ownership code F, foreign entity
Dec 7, 2011 to presentfactForm ADV
← MUNICH-AMERICAN HOLDING COMPANYOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Dec 7, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bd23294-b0bb-bc19-6d24-6845d071291f
First observed: Dec 7, 2011
Last observed: Jun 2, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MEAG NEW YORK CORPORATION

CRD 112020

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bd23294-b0bb-bc19-6d24-6845d071291f

Data as of Jun 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUCHER, THOMAS

VICE PRESIDENT, CHIEF RISK OFFICER

yes

03/2007

Dec 7, 2011

Jun 2, 2014

CHAVANNE, KLAUS, HERBERT

VICE PRESIDENT

yes

05/2005

Dec 7, 2011

Jun 2, 2014

ILARIA, LISA, ANN

CHIEF OPERATING OFFICER

yes

08/2013

Jan 21, 2014

Jun 2, 2014

KURTZ, THOMAS, HANS

Director

yes

10/2003

Dec 7, 2011

Jun 2, 2014

LEVY, MURRAY, STEVEN

Director

yes

09/2011

Dec 7, 2011

Jun 2, 2014

MUNICH RE

INDIRECT SUBSIDIARY OF MUNICH RE

yes

12/2002

Dec 7, 2011

Jun 2, 2014

MUNICH-AMERICAN HOLDING COMPANY

SOLE SHAREHOLDER

yes

12/2002

Dec 7, 2011

Jun 2, 2014

NGAI SEEMAN, MAY, MEI-LUN

PRESIDENT, CEO AND DIRECTOR

yes

01/2001

Dec 7, 2011

Jun 2, 2014

PACIFICO, JOSIELYNE, KWONG

CHIEF COMPLIANCE OFFICER

yes

12/2011

Dec 7, 2011

Jun 2, 2014

WELLHOFER, FRANK

Director

yes

05/2014

Jun 2, 2014

YIM, DAVID, WOONGBIN

HEAD OF PORTFOLIO MANAGEMENT

yes

05/2014

Jun 2, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MEAG HONG KONG LIMITED

n/a

yes

n/a

MEAG MUNICH ERGO ASSET MANAGEMENT GMBH

n/a

yes

n/a

MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 24, 2014

$43B

n/a

2012

Mar 27, 2013

$49B

n/a

2011

Mar 29, 2012

$48B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$43B

$49B

-11.6%

n/a