DFX Intelligence

C•••• S••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C•••• S••••• S•••••

Advisor at F•••• P•••• C•••••• L••

Boulder, CO

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Search this name across graphsid dfx:ria:3bdc190f-54df-6574-a0f8-3481ed2d7fb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P•••• C•••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• L••	State registered	Sep 8, 2025	n/a	yes	Boulder, CO	Current employment
F•••• P•••• C•••••• L••	Former SEC adviser	Apr 6, 2022	n/a	yes	Boulder, CO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••••• P••••••• C•••••• M••••••••• L•	F•••• P•••• C•••••• L••	Jul 7, 2010	Apr 6, 2022	4,291	Firm change after gap	Other
T•••• C•••••• L••	P•••••• W••••••• P••••••• C•••••• M••••••••• L•	May 27, 2009	Aug 24, 2009

Relationships

Registered with (4)

→ F•• W••••• L••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ F•••• P•••• C•••••• L••Registered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ P•••••• W••••••• P••••••• C•••••• M••••••••• L•Registered adviserregistration: previous registration
Aug 24, 2009 to Jul 7, 2010factForm ADV
→ T•••• C•••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bdc190f-54df-6574-a0f8-3481ed2d7fb7
First observed: Nov 14, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.