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Advisor at EDWARD JONES
ST. LOUIS, MO | West Union, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 13, 2023 | n/a | yes | ST. LOUIS, MO|West Union, OH | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 11, 2023 | Jul 6, 2023 | no | CINCINNATI, OH | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Mar 21, 2022 | Sep 17, 2022 | no | COVINGTON, KY | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | May 6, 2014 | May 28, 2014 | no | Hendersonville, NC|GREENSBORO, NC|HENDERSONVILLE, NC|Concord, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 22, 2011 | May 9, 2012 | no | HENDERSONVILLE, NC|GREENVILLE, SC|HENDERSONVILLE, NC|ASHEVILLE, NC | Previous registration |
| EDWARD JONES | National bd RIA | Oct 29, 2008 | Aug 28, 2009 | no | FLAT ROCK, NC|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | EDWARD JONES | Jul 6, 2023 | Jul 13, 2023 | 7 | Firm change | Wirehouse to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | J.P. MORGAN SECURITIES LLC | Sep 17, 2022 | Apr 11, 2023 | 206 | Firm change | Ibd to wirehouse |
| FIRST CITIZENS INVESTOR SERVICES, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 28, 2014 | Mar 21, 2022 | 2,854 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | FIRST CITIZENS INVESTOR SERVICES, INC. | May 9, 2012 | May 6, 2014 | 727 | Firm change after gap | Other |
| EDWARD JONES | WELLS FARGO ADVISORS | Aug 28, 2009 | Aug 22, 2011 | 724 | Firm change after gap | Ibd to wirehouse |