DFX Intelligence

C••••••••• C••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C••••••••• C••••••••• G••••• L••

CRD 137272

IRVINE, CA

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Search this name across graphsid dfx:ria:3be50260-4101-5da1-f4b5-a0bd03127741

Data as of Oct 7, 2013 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Mar 28, 2012 to Oct 7, 2013
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••••••• C••••••••• G••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $36.7M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••• O•••• D••••••••• F•••• L•••	Real Estate Fund	$31.3M	Oct 7, 2013	40	Mar 28, 2012	reported	021-111441

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• M••••••• J•••	PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER	E	yes	01/1999	Mar 28, 2012	Oct 7, 2013
K••••• D•••• M••••	CHIEF OPERATING OFFICER	Na	no	01/2004	Mar 28, 2012	Oct 7, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•• F•••••••• • I•••••••• S••••••• C•••••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$36.7M	$223M	-83.6%	n/a	n/a	9	n/a	n/a	n/a

Relationships

Advises (1)

→ B••• O•••• D••••••••• F•••• L•••Private fundReal Estate Fund, IA
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← K••••• D•••• M••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV

Controls (1)

← K••••• M••••••• J•••OwnerPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (2)

Dated events

Occurred
Oct 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3be50260-4101-5da1-f4b5-a0bd03127741
First observed: Mar 28, 2012
Last observed: Oct 7, 2013 157 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.