DFX Intelligence

K•••••••• M•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

K•••••••• M•••••• B••••••

Advisor at E••••• J••••

ROCKY MOUNT, NC

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Search this name across graphsid dfx:ria:3be781b7-1e45-4b93-a8e7-d7009c68722e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 22, 2024	n/a	yes	ROCKY MOUNT, NC	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Oct 24, 2014	Apr 11, 2016	no	ROCKY MOUNT, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	E••••• J••••	Apr 11, 2016	Aug 22, 2024	3,055	Firm change after gap	Other
B••• I••••••••• S•••••••• I•••	O•••• I••••••••• I•••	Sep 17, 2014	Oct 24, 2014

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Aug 22, 2024 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2014 to Apr 11, 2016factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2006 to Sep 17, 2014factForm ADV
→ B••• A•••• M••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3be781b7-1e45-4b93-a8e7-d7009c68722e
First observed: Apr 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.