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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Norman Wayne Jordan

Advisor at LPL ENTERPRISE, LLC

ATLANTA, GA | FRANKLIN, TN

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Search this name across graphsid dfx:ria:3be835c2-1a7f-9f1a-8acb-54c7c00a3554

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 11, 1985
First registration: Apr 8, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1408777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	FRANKLIN, TN\|ATLANTA, GA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 22, 2022	Nov 14, 2024	no	Franklin, TN\|ATLANTA, GA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	May 30, 2018	Jun 24, 2022	no	NASHVILLE, TN	Previous registration
AVONDALE PARTNERS, LLC	Former SEC adviser	Jul 7, 2016	May 1, 2018	no	NASHVILLE, TN	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Aug 26, 2015	May 27, 2016	no	NASHVILLE, TN	Previous registration
MORGAN STANLEY	Wirehouse	Feb 13, 2013	Sep 9, 2015	no	Nashville, TN	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 11, 2010	Jan 31, 2013	no	ST. LOUIS, MO\|NASHVILLE, TN	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 20, 2010	no	VALDOSTA, GA\|Nashville, TN	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 8, 2004	Jun 1, 2009	no	NASHVILLE, TN\|VALDOSTA, GA\|NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
M HOLDINGS SECURITIES, INC.	PRUCO SECURITIES, LLC	Jun 24, 2022	Jun 22, 2022	-2	Firm change	Ibd to ibd
AVONDALE PARTNERS, LLC	M HOLDINGS SECURITIES, INC.	May 1, 2018	May 30, 2018	29	Firm change	Other
INVEST FINANCIAL CORPORATION	AVONDALE PARTNERS, LLC	May 27, 2016	Jul 7, 2016	41	Firm change	Other
MORGAN STANLEY	INVEST FINANCIAL CORPORATION	Sep 9, 2015	Aug 26, 2015	-14	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	MORGAN STANLEY	Jan 31, 2013	Feb 13, 2013	13	Firm change	Ibd to wirehouse
MORGAN STANLEY	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 20, 2010	Aug 11, 2010	-9	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (8)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 22, 2022 to Nov 14, 2024factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
May 30, 2018 to Jun 24, 2022factForm ADV
→ AVONDALE PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 7, 2016 to May 1, 2018factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Aug 26, 2015 to May 27, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 13, 2013 to Sep 9, 2015factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 11, 2010 to Jan 31, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 8, 2004 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jun 24, 2022
Advisor changed firm
Norman Wayne Jordan left M Holdings Securities, Inc. for Pruco Securities, Llc (registered 2022-06-22)
Form ADVobserved 3 days ago