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Advisor at LPL FINANCIAL LLC
GRETNA, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 18, 2006 | n/a | yes | GRETNA, LA | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Nov 24, 2004 | Nov 22, 2006 | no | NEW ORLEANS, LA|BELLE CHASSE, LA|NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | LPL FINANCIAL LLC | Nov 22, 2006 | Dec 18, 2006 | 26 | Firm change | Other |