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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Luke Thomas Mokma

Advisor at STRATOS WEALTH PARTNERS, LTD

Redwood City, CA | Ladera Ranch, CA

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Search this name across graphsid dfx:ria:3bec2629-4182-5d43-9e96-a364be6e3094

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 26, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH PARTNERS, LTD
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 14, 2018
First registration: Mar 26, 2020
Dual registered: yes, broker-dealer
Other names: Luke Mokma|Luke Thomas Mokma
IAPD individual key: 6575925

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Mar 16, 2026	n/a	yes	Ladera Ranch, CA\|Redwood City, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 12, 2025	Feb 13, 2026	no	GAHANNA, OH	Previous registration
KOA WEALTH MANAGEMENT, LLC	Independent wealth	Nov 9, 2022	Apr 30, 2024	no	Ladera Ranch, CA\|ENCINITAS, CA	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Oct 17, 2022	Oct 31, 2022	no	GREENWOOD VILLAGE, CO\|Rancho Mission Viejo, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 26, 2020	Jan 25, 2022	no	Gahanna, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	STRATOS WEALTH PARTNERS, LTD	Feb 13, 2026	Mar 16, 2026	31	Firm change	Ibd to ibd
KOA WEALTH MANAGEMENT, LLC	OSAIC WEALTH, INC.	Apr 30, 2024	Nov 12, 2025	561	Firm change after gap	RIA to ibd
PERSONAL CAPITAL ADVISORS CORPORATION	KOA WEALTH MANAGEMENT, LLC	Oct 31, 2022	Nov 9, 2022	9	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Jan 25, 2022	Oct 17, 2022	265	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 12, 2025 to Feb 13, 2026factForm ADV
→ KOA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 9, 2022 to Apr 30, 2024factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Oct 17, 2022 to Oct 31, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 26, 2020 to Jan 25, 2022factForm ADV

Dated events

Occurred
Feb 13, 2026
Advisor changed firm
Luke Thomas Mokma left Osaic Wealth, Inc. for Stratos Wealth Partners, Ltd (registered 2026-03-16)
Form ADVobserved 6 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Luke Thomas Mokma left Koa Wealth Management, Llc for Osaic Wealth, Inc. (registered 2025-11-12)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Luke Thomas Mokma left Personal Capital Advisors Corporation for Koa Wealth Management, Llc (registered 2022-11-09)
Form ADVobserved 6 days ago
Occurred
Jan 25, 2022
Advisor changed firm
Luke Thomas Mokma left Cambridge Investment Research Advisors, Inc. for Personal Capital Advisors Corporation (registered 2022-10-17)
Form ADVobserved 6 days ago