DFX Intelligence

D••• A••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor50 years in industry

D••• A••••• C•••••••••

Advisor at G••••• E••••• M••••••••• I•••

Broomfield, CO

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Search this name across graphsid dfx:ria:3bec380b-f615-d98f-5879-8d1af6153e23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• E••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• E••••• M••••••••• I•••	State registered	Nov 24, 2025	n/a	yes	Broomfield, CO	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Aug 11, 1998	Feb 1, 2005	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	G••••• E••••• M••••••••• I•••	Feb 1, 2005	Nov 24, 2025	7,601	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••• E••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 11, 1998 to Feb 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bec380b-f615-d98f-5879-8d1af6153e23
First observed: Aug 11, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.