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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Wausau, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 15, 2023 | n/a | yes | Wausau, WI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 19, 2015 | Sep 29, 2023 | no | WAUSAU, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 29, 2023 | Sep 15, 2023 | -14 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149018:WI:2023-09-27 | Sep 29, 2023 | Sep 15, 2023 | WAUSAU, WI | Firm change |