This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JANNEY MONTGOMERY SCOTT LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 4, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Certified Financial Planner

Exams

S63

First exam

Mar 4, 1996

First registration

Jan 25, 2007

Dual registered

yes, broker-dealer

Other names

NEIL PARSONS|James Neil Parsons|J Neil Parsons|JAMES PARSONS

IAPD individual key

1846709

• Occurred

  Jun 30, 2023
  Advisor changed firm

  James Neil Parsons left Wells Fargo Advisors for Janney Montgomery Scott Llc (registered 2023-06-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3bf7b4e7-db61-b0f5-a835-7eb4d64db7e1

First observed

Jan 25, 2007

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.