DFX Intelligence

N•••• A•••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

N•••• A•••••• T•••

Advisor at F•••• A•••••• S••••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:3bf9b85b-c4cc-956c-2a95-c097371b8ae6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 24, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A•••••• S••••••••• L••	Independent wealth	Aug 12, 2026	n/a	yes	ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	May 24, 2024	Aug 5, 2026	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••• A•••••• S••••••••• L••	Aug 5, 2026	Aug 12, 2026	7	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ F•••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 24, 2024 to Aug 5, 2026factForm ADV

Dated events

Occurred
Aug 5, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bf9b85b-c4cc-956c-2a95-c097371b8ae6
First observed: May 24, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.