DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner19 years in industry

JOSHUA JAMES PRINCE

Advisor at PROMUS ADVISORS

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c015f0a-0fbd-9dd5-c26a-b7e69b5aad49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: May 22, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Joshua James Prince

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROMUS ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 21, 2007
First registration: May 22, 2007
Dual registered: no
IAPD individual key: 5142443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROMUS ADVISORS	Independent wealth	Oct 1, 2015	n/a	yes	DALLAS, TX	Current employment
ALLIANCEBERNSTEIN L.P.	Other adviser	Nov 15, 2007	Sep 25, 2014	no	DALLAS, TX\|DALLAS, TX	Previous registration
FCA CORP	Independent wealth	May 22, 2007	Sep 27, 2007	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLIANCEBERNSTEIN L.P.	PROMUS ADVISORS	Sep 25, 2014	Oct 1, 2015	371	Firm change	Other
FCA CORP	ALLIANCEBERNSTEIN L.P.	Sep 27, 2007	Nov 15, 2007	49	Firm change	Other

Relationships

Registered with (3)

→ PROMUS ADVISORSRegistered adviserregistration: current employment
Oct 1, 2015 to presentfactForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Nov 15, 2007 to Sep 25, 2014factForm ADV
→ FCA CORPRegistered adviserregistration: previous registration
May 22, 2007 to Sep 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c015f0a-0fbd-9dd5-c26a-b7e69b5aad49
First observed: May 22, 2007
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSHUA JAMES PRINCE

Advisor at PROMUS ADVISORS

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c015f0a-0fbd-9dd5-c26a-b7e69b5aad49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:11 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PROMUS ADVISORS

Independent wealth

Oct 1, 2015

n/a

yes

DALLAS, TX

Current employment

ALLIANCEBERNSTEIN L.P.

Other adviser

Nov 15, 2007

Sep 25, 2014

DALLAS, TX|DALLAS, TX

Previous registration

FCA CORP

Independent wealth

May 22, 2007

Sep 27, 2007

HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ALLIANCEBERNSTEIN L.P.

PROMUS ADVISORS

Sep 25, 2014

Oct 1, 2015

371

Firm change

Other

FCA CORP

ALLIANCEBERNSTEIN L.P.

Sep 27, 2007

Nov 15, 2007

Firm change

Other