DFX Intelligence

A••• J•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A••• J•••••• N••••

Advisor at I•• W••••• M••••••••• L••

CHICAGO, IL | Deer Park, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Jun 9, 2026	n/a	yes	Deer Park, IL\|CHICAGO, IL	Current employment
A•••• I••••••••• A•••••••• L••	Mixed wealth	Nov 6, 2017	May 19, 2026	no	DEERFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• I••••••••• A•••••••• L••	I•• W••••• M••••••••• L••	May 19, 2026	Jun 9, 2026	21	Firm change	RIA to ibd
S••••••• F•••••••• S•••••••• I•••	A•••• I••••••••• A•••••••• L••	Nov 2, 2017	Nov 6, 2017

Relationships

Registered with (3)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 6, 2017 to May 19, 2026factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 29, 2003 to Nov 2, 2017factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 29, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.