DFX Intelligence

J••• W•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

J••• W•••••• S••••••

Advisor at J••••• M••••••••• S•••• L••

Palm Beach Gardens, FL

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Search this name across graphsid dfx:ria:3c17a8f2-b593-228e-1bc3-cdd78465c9be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 3, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jun 12, 2020	n/a	yes	Palm Beach Gardens, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jan 3, 1997	Jun 15, 2020	no	WEST PALM BEACH, FL\|WEST PALM BCH, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	J••••• M••••••••• S•••• L••	Jun 15, 2020	Jun 12, 2020	-3	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:463:FL:2020-06-15	Jun 15, 2020	Jun 12, 2020	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (2)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Jun 12, 2020 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 3, 1997 to Jun 15, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c17a8f2-b593-228e-1bc3-cdd78465c9be
First observed: Jan 3, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.