DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LUDEMAN CAPITAL MANAGEMENT, INC.

CRD 116071

BELLINGHAM, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c19a2b0-ff4f-556d-2f93-b5d293bbdf13

Data as of Jun 13, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Feb 21, 2012 to Jun 13, 2012
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $38.7MItem 5.F on the latest filing (2012-06-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 394
SEC number: 801-67878
CRD: 116071
Filings on the tape: 12
First filed: Feb 21, 2012
Latest filed: Jun 13, 2012
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUDEMAN, STEPHEN, PAUL	CHIEF COMPLIANCE OFFICER	E	yes	01/1997	Feb 21, 2012	Jun 13, 2012
SCELLICK, BEN, MICAH	President	Na	yes	09/2009	Feb 21, 2012	Jun 13, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LCM INSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	May 7, 2012	$52.7M	$38.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$38.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	2	May 10, 2023	Nov 1, 2022	BELLINGHAM, WA	Team lift out	Other	100.0%

Relationships

Controls (2)

← SCELLICK, BEN, MICAHOwnerPRESIDENT, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV
← LUDEMAN, STEPHEN, PAULOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 21, 2012 to presentfactForm ADV

Registered with (6)

← JONATHAN PAUL LUDEMANAdvisorregistration: previous registration
Apr 22, 2005 to May 10, 2023factForm ADV
← HEIDI ANN LUDEMANAdvisorregistration: previous registration
Dec 20, 2013 to May 10, 2023factForm ADV
← MATTHEW D ATKINSAdvisorregistration: previous registration
Nov 16, 2009 to Nov 13, 2015factForm ADV
← BENJAMIN MICAH SCELLICKAdvisorregistration: previous registration
Aug 6, 2004 to Jun 9, 2014factForm ADV
← SHARA ALEA PAGELSAdvisorregistration: previous registration
May 15, 2009 to Jan 7, 2014factForm ADV
← BENJAMIN ARTHUR ESGETAdvisorregistration: previous registration
Aug 15, 2006 to Oct 1, 2007factForm ADV

Moved with (1)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviser2 advisors, team lift out, same day
May 10, 2023 to Nov 1, 2022factForm ADV

Dated events

Occurred
May 10, 2023
Team lift-out
2 advisors left Ludeman Capital Management, Inc. (Bellingham, WA) for United Planners' Financial Services OF America A Limited Partner on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
May 10, 2023
Advisor changed firm
Jonathan Paul Ludeman left Ludeman Capital Management, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2022-11-01)
Form ADVobserved 5 days ago
Occurred
May 10, 2023
Advisor changed firm
Heidi Ann Ludeman left Ludeman Capital Management, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2022-11-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c19a2b0-ff4f-556d-2f93-b5d293bbdf13
First observed: Feb 21, 2012
Last observed: Jun 13, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUDEMAN CAPITAL MANAGEMENT, INC.

CRD 116071

BELLINGHAM, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c19a2b0-ff4f-556d-2f93-b5d293bbdf13

Data as of Jun 13, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUDEMAN, STEPHEN, PAUL

CHIEF COMPLIANCE OFFICER

yes

01/1997

Feb 21, 2012

Jun 13, 2012

SCELLICK, BEN, MICAH

President

yes

09/2009

Feb 21, 2012

Jun 13, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LCM INSURANCE, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

May 7, 2012

$52.7M

$38.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$38.7M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

May 10, 2023

Nov 1, 2022

BELLINGHAM, WA

Team lift out

Other

100.0%