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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
SUGAR LAND, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | n/a | yes | SUGAR LAND, TX|HOUSTON, TX | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Oct 28, 2005 | Feb 13, 2013 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 31, 1993 | Oct 24, 2005 | no | SUGARLAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN KEEGAN & COMPANY, LLC | Oct 24, 2005 | Oct 28, 2005 | 4 | Firm change | Other |