DFX Intelligence

K•••• W•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

K•••• W•••••• B•••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO | Minneapolis, MN

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Search this name across graphsid dfx:ria:3c1ce117-461f-ccea-5150-b22eb827674c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 19, 2019	n/a	yes	Minneapolis, MN\|ST. LOUIS, MO	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Dec 20, 2013	May 2, 2019	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	W•••• F•••• A•••••••	May 2, 2019	Dec 19, 2019	231	Firm change	Ibd to wirehouse
W•••••• S••••••••• C•••••••••	Q•••••• A•••• M••••••••• I•••	Apr 29, 2011	Dec 20, 2013

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 19, 2019 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2013 to May 2, 2019factForm ADV
→ W•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 9, 2007 to Apr 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c1ce117-461f-ccea-5150-b22eb827674c
First observed: May 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.